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BY 4.0 license Open Access Published by De Gruyter October 8, 2021

Critical nonlocal Schrödinger-Poisson system on the Heisenberg group

  • Zeyi Liu , Lulu Tao , Deli Zhang , Sihua Liang and Yueqiang Song EMAIL logo

Abstract

In this paper, we are concerned with the following a new critical nonlocal Schrödinger-Poisson system on the Heisenberg group:

abΩ|Hu|2dξΔHu+μϕu=λ|u|q2u+|u|2u,inΩ,ΔHϕ=u2,inΩ,u=ϕ=0,onΩ,

where ΔH is the Kohn-Laplacian on the first Heisenberg group H1 , and ΩH1 is a smooth bounded domain, a, b > 0, 1 < q < 2 or 2 < q < 4, λ > 0 and μR are some real parameters. Existence and multiplicity of solutions are obtained by an application of the mountain pass theorem, the Ekeland variational principle, the Krasnoselskii genus theorem and the Clark critical point theorem, respectively. However, there are several difficulties arising in the framework of Heisenberg groups, also due to the presence of the non-local coefficient (a − bΩ∣∇Hu2dx) as well as critical nonlinearities. Moreover, our results are new even on the Euclidean case.

MSC 2010: 35J20; 35R03; 46E35

1 Introduction and main results

Let H1 be the Heisenberg Lie group of topological dimension 3, that is the Lie group which has ℝ3 as a background manifold, endowed with the non-Abelian group law

τ:H1H1,τξ(ξ)=ξξ,

where

ξξ=(x+x,y+y,t+t+2(xyyx)),ξ,ξH1.

The inverse is given by ξ−1=−ξ, so that (ξξ′)−1=(ξ′)−1ξ−1.

For s > 0, a natural group of dilation on H1 is defined by δs(ξ)=(sx, sy, s2t). Hence, δs(ξ0ξ)=δs(ξ0)∘ δs(ξ). For all ξ=(x,y,t)H1 , it is easy to verify that the Jacobian determinant of dilatations δs:H1H1 is constant and equal to s4. This is why the natural number Q=4 is called homogeneous dimension of H1 and critical exponents Q:=2QQ2=4 . For ξH1 , ∣ξH is defined as

|ξ|H=(x2+y2)2+t214,ξH1.

It is also the Korányi norm. Although the Korányi distance dose not reflect the sub-Riemannian structure of the Heisenberg group, the calculation is relatively simple. The Kohn Laplacian ΔH on H1 is defined as

ΔHu=divH(Hu),

where

Hu=(X,Y).

The Lie algebra of left invariant vector fields is generated by the following vector fields

X=x+2yt,Y=y2xt,T=t.

The left-invariant distance dH on H1 is accordingly defined by

dH(ξ0,ξ)=|ξ1ξ0|H.

It is well known that ΔH is a very degenerate elliptic operator and Bony’s maximum principle is satisfied (see [5]).

In the paper, statements involving measure theory are always understood to be with respect to Haar measure on H1 , which coincides with the L3 dimensional Lebesgue measure, because the Lebesgue measure on ℝ3 is invariant under left translations. Then

|BH(ξ0,r)|=αQrQ,

where BH(ξ0, r) is the Heisenberg ball of radius r centered at ξ0, that is

B H ( ξ 0 , r ) = ξ H 1 : d H ( ξ 0 , ξ ) < r

and αQ=∣BH(0, 1)∣. It implies τξ(Br(0))=Br(ξ) and δr(B1(0))=Br(0). As a consequence, for every 0 ≤ a<b and for every measurable function f:[a, b] → R, we have

Bd(0,b)Bd(0,a)f(d0(ξ))dξ=q|Bd(0,1)|baf(r)rq1dr,

if at least one of the integrals exists. For a complete treatment on the Heisenberg group functional setting, we refer to [18, 19, 26, 30].

In recent years, the geometric analysis of the Heisenberg group has received the attention of many scholars due to its important applications in quantum mechanics, number theory, partial differential equations and other fields. Analysis on the Heisenberg group is very interesting because this space is topologically Euclidean, but analytically non-Euclidean, so some basic ideas of analysis, such as dilatations, must be developed again(see [32]). The first mathematicians who study subelliptic analysis on the Heisenberg group were Folland and Stein in [15], who consistently created a generalisation of the analysis for more general stratified groups [16]. And it can also be noted that Rothschild and Stein generalised these results for general vector fields satisfying the Hormander’s conditions.These results were published in the famous book by Folland and Stein [17] which laid the anisotropic analysis. And it is worth noting that homogeneous Lie group is nilpotent.

In this paper, we focus on the existence and multiplicity of nontrivial solutions for a new nonlocal Schrödinger-Poisson type system on the Heisenberg group of the form:

(1.1) abΩHu2dξΔHu+μϕu=λ|u|q2u+|u|2u, in Ω,ΔHϕ=u2, in Ω,u=ϕ=0, on Ω,

where ΔH is the Kohn-Laplacian on the first Heisenberg group H1 , and ΩH1 is a smooth bounded domain, 1 < q < 2 or 2 < q < 4, λ > 0 and μR are some real parameters.

The paper was motivated by some works appearing in recent years. Note that there are already a number of results related to the existence of solutions to the semilinear equations starting from the pioneering works on the Heisenberg group [6, 39]. However, there are few results for the critical problem on the Heisenberg group. The critical problem on the Euclidean case was initially studied in the seminal paper of Brezis and Nirenberg [8], which treated Laplace equations, and then there have been extensions of [8] in many directions. Elliptic equations involving critical growth are delicate due to the lack of compactness arising in connection with the variational approach. For such problems, the concentration-compactness principles introduced by P.L. Lions in [24, 25] and its variants at infinity [3, 4, 9] have played a decisive role in showing that a minimizing sequence or a Palais-Smale sequence is precompact. Moreover, the concentration-compactness principle on the vectorial Heisenberg context was established in [33], and they consider the following (p, q) critical systems on the Heisenberg group:

(1.2) divADHuHDHu+B(|u|)u=λHu(u,v)+αp|v|β|u|α2u,divADHvHDHv+B(|v|)v=λHv(u,v)+αp|v|α|u|β2v,

the existence of entire nontrivial solutions are obtained by using the variational methods. In [32], they complete the results in [33] and deal with some kind of elliptic systems involving critical nonlinearities and Hardy terms on the Heisenberg group. For more conclusions, please refer to [36, 37].

In [2], the authors studied the following Schrödinger-Poisson type system on the Heisenberg group:

ΔHu+μϕu=λ|u|q2u+|u|2u, in Ω,ΔHϕ=u2, in Ω,u=ϕ=0, on Ω,

where 1 < q < 2, λ > 0 and μR are some real parameters. They obtained at least two positive solutions and a positive ground state solution by using the concentration compactness and the critical point theory. On some recent results recovering the Heisenberg group, we refer to [7, 27, 28, 33, 34, 35] and the references therein.

On the other hand, the study of Kirchhoff-type problems, which arise in various models of physical and biological systems, have received more and more attention in recent years. In [43], the authors develop the fractional Trudinger-Moser inequality in singular case and use it to study the existence and multiplicity of solutions for a class of perturbed fractional Kirchhoff type problems. In [31], the authors provide an overview of recent results concerning elliptic variational problems with nonstandard growth conditions and related to different kinds of nonuniformly elliptic operators. For more related literature, we refer the reader to [10, 13, 14, 21, 22, 23, 42]. In this paper, we mainly consider a new type of nonlocal Schrödinger-poisson equation, that is, the form with a non-local coefficient (a − bΩ∣∇Hu2dx). Its background is derived from the negative Young’s modulus, when the atoms are pulled apart rather than compressed together and the strain is negative. Recently, the authors in [44] first studied this kind of problem

abΩ|u|2dxΔu=|u|p2u,xΩ,u=0,xΩ,

where 2 < p < 2*, and they obtained the existence of solutions by using the mountain pass lemma.

In [40], the authors researched the problem:

abΩ|u|2dxΔu=|u|2u+μf(x), in R4,uD1,2R4,

where a, b are positive constants, μ is a parameter, f(x)L43(R4) is a non-negative function and they obtained the existence and multiplicity of solutions for the above problem. Furthermore, some interesting results have been obtained for this kind of Kirchhoff-type problem with sublinear terms. We refer the readers to [12, 19, 40] and the references therein.

Inspired by the works in the above references, our main purpose in this paper is to study the existence and multiplicity of solutions for problem (1.1) with sublinear terms or superlinear terms, that is, 1 < q < 2 or 2 < q < 4. To the best of our knowledge, this paper is the first to deal with a new critical nonlocal Schrödinger-Poisson type system on the Heisenberg group, and our results are new even on the Euclidean case.

Our main results of this paper involving superlinear and critical terms are stated as follows:

Theorem 1.1

Let 2 < q < 4 be satisfied. Then, there exist λ1 > 0 and μ*>0 such that as λ> λ1 and μ<μ*, problem (1.1) has a positive energy solution.

Theorem 1.2

Let 2 < q < 4 be satisfied. Then, there exists μ*>0 such that as μ<μ* and suppose one of the following conditions holds:

  1. there exists a positive constant a* > 0 such that for each a > a*, λ > 0 and b > 0;

  2. there exists a positive constant λ2 > 0 such that, for all λ > λ2, a > 0 and b > 0.

Problem (1.1) has at least k pairs of nontrivial weak solutions.

We also obtain the following results for problem (1.1) involving suberlinear and critical terms.

Theorem 1.3

Let μ < b S 3 | Ω | 1 2 and 1 < q < 2 be satisfied. Then, there exists Λ*>0 such that for λ ∈ (0, Λ*), problem (1.1) has two positive solutions and a positive ground state solution.

Theorem 1.4

Let μ < b S 3 | Ω | 1 2 and 1 < q < 2 be satisfied. Then, there exists Λ>0 such that for λ ∈ (0, Λ), problem (1.1) has at least n − m pairs of solutions.

Remark 1.1

We point out that problem (1.1) contains nonlocal terms ϕ u, nonlocal coefficient (a − bΩ∣∇ u2dx) and critical nonlinearity. There is no doubt that we encounter serious difficulties because of the lack of compactness, which makes it more difficult to give the accurate threshold of c (see Lemmas 3.2 and 3.3). Moreover, although some properties are similar between Kohn Laplacian ΔH and the classical Laplacian Δ, the similarities may be deceitful; see, e.g., [18]. In addition, the critical exponent Q* is equal to 4 on H1 while 2* is equal to 6 on3 which has created us some obstacles in proving the existence of solutions to problem (1.1). In order to overcome these difficulties, we will use some more accurate estimates for related expressions.

This paper is organized as follows. In Section 2, we present some necessary preliminary knowledge in the Heisenberg group functional setting. In Section 3, we prove the Palais-Smale compactness condition. In Section 4, we prove Theorem 1.1 and Theorem 1.2 via the mountain pass theorem and Krasnoselskii’s genus theory. In Section 5, we prove Theorem 1.3 and Theorem 1.4 by using the Ekeland’s variational principle, mountain pass theorem and Clark critical point theorem.

2 Preliminaries

In this section, we collect some notations and some known facts which will be useful later on. From now on, let C, C0, C1, C2, ··· denote various positive constants, which may vary from line to line.

The Folland-Stein space S01(Ω) is defined as the closure of C0(Ω) with respect to the norm

u2=uS01(Ω)2=Ω|Hu|2dξ.

Let

u p p = Ω | u | p d ξ , u L p ( Ω ) ,

denotes the usual Lp-norm. We denote by Bρ the closed ball of radius ρ centered at zero in the Folland-Stein space S01(Ω) , and by Sρ its relative boundary, that is,

Bρ={uS01(Ω):uρ},Sρ={uS01(Ω):u=ρ}.

By [15], we know that the Folland-Stein space is a Hilbert space and the embedding

S01(Ω)Lp(Ω)forp[1,Q),

is compact. While it is only continuous if p=Q*, the best Sobolev constant

(2.1) S=infuS01(H1){0}H1|Hu|2dξ(H1|u|Qdξ)2Q,

is achieved by the C function

U(x,y,t)=c0(1+x2+y2)2+t2,

where c0 is a suitable positive constant (see [20]). On the other hand, the function U is a positive solution of the following equation:

(2.2) ΔHu=u3,uS01(H1)

and satisfies

H1|HU|2dξ=H1|U|4dξ=S2.

Set

(2.3) uε(ξ)=φ(ξ)Uε(ξ)=c0εφ(ξ)(ε+x2+y2)2+t2,

where φC0(BH(0,r0)) , 0 ≤ φ ≤ 1 and φ=1 in BH(0,r02) (see [2]).

Let us first consider the following problem:

(2.4) ΔHϕ=u2, in Ω,ϕ=0, on Ω.

It follows from the Lax-Milgram theorem that, for every uS01(Ω) , problem (2.4) has a unique solution ϕuS01(Ω) . In addition, from the maximum principle, we have ϕu≥0. Moreover, ϕu > 0 if u≠0. We give some properties of the solution ϕu and the detailed proof process can be found in [2].

Proposition 2.1

For each solution ϕuS01(Ω) of problem (2.4), we have

  1. ϕtu=t2ϕu for all t≠0;

  2. For all uS01(Ω) , there holds that

    (2.5) Ωϕuu2dξ=Ω|Hϕu|2dξS1u834S3|Ω|12u4;
  3. Let unu in S01(Ω) . Then ϕunϕu in S01(Ω) and

    ΩϕununvdξΩϕuuvdξ,vS01(Ω).

Definition 2.1

We say that uS01(Ω) is a weak solution of problem (1.1) if and only if

aΩHuHvdξbΩ|Hu|2dξΩHuHvdξ+μΩϕuuvdξλΩ|u|q2uvdξΩ|u|2uvdξ=0

for any vS01(Ω) .

The corresponding energy functional Iλ(u):S01(Ω)R to problem (1.1) is defined by

(2.6) Iλ(u)=a2u2b4u4+μ4Ωϕuu2dξλqΩ|u|qdξ14Ω|u|4dξ.

From Proposition 2.1, we know that the functional Iλ is well defined and IλC1(S01(Ω),R) (see [38]). Moreover, the Fréchet derivative of Iλ is given by

(2.7) Iλ(u),v=aΩHuHvdξbΩHu2dξΩHuHvdξ+μΩϕuuvdξλΩ|u|q2uvdξΩ|u|2uvdξ,

for all u,vS01(Ω) . Thus, the (weak) solutions of problem (1.1) coincide with the critical points of Iλ.

3 The Palais–Smale condition

In this section, we will prove that the functional Iλ satisfies the Palais-Smale condition in the cases 1 < q < 2 and 2 < q < 4, respectively. First, we recall that a C1 functional Iλ on Banach space S01(Ω) is said to satisfy the Palais-Smale condition at level c ((PS)c in short) if every sequence {un}nS01(Ω) satisfying Iλ(un) → c and Iλ(un) → 0 (n → ∞) has a convergent subsequence.

Lemma 3.1

Assume that μ<bS3|Ω|12 and 2 < q < 4 are satisfied. Then for each λ > 0, there exists a positive constant M which is independent of λ such that

lim supnunM.

Proof. Let {un}nS01(Ω) be a (PS)c sequence associated with the functional Iλ, that is

(3.1) c+o(1)=Iλ(un)=a2un2b4un4+μ4Ωϕunun2dξλqΩ|un|qdξ14Ω|un|4dξ

and

(3.2) o(1)un=Iλ(un),v=aΩHunHvdξbΩ|Hun|2dξΩHunHvdξ+μΩϕununvdξλΩ|un|q2unvdξΩ|un|2unvdξ.

It follows from (2.5), (3.1) and (3.2) that

(3.3) c+o(1)un=Iλ(un)1qIλ(un)(un)=121qaun2+1q14bun4+μ4μqΩϕunun2dξ+1q14Ω|un|4dξ(q2)a2qun2+(4q)4q(bμS3|Ω|12)un4+4q4qΩ|un|4dξ(q2)a2qun2.

This means that {un} is also bounded in S01(Ω) since μ < b S 3 | Ω | 1 2 and 2 < q < 4. Thus for each λ > 0, there exists a positive constant M which is independent of λ such that

lim supnunM.

This completes the proof of Lemma 3.1. □

For notational convenience, we denote by

μ:=minbS3|Ω|12,a2S5(bS2+1)|Ω|12M4,

where S and M are given by (2.1) and Lemma 3.1, respectively.

Lemma 3.2

Assume that μ< μ* and 2 < q < 4 are satisfied. Then for each λ > 0, the functional Iλ satisfies the (PS)c condition with

c0,a2S24(bS2+1)μ4D1,

where

D1=S3|Ω|12M4.

proof. Let {un}n be a (PS)c sequence. By Lemma 3.1, {un}n is bounded in S01(Ω) . The limit in (3.3) shows that c=0. Since S01(Ω) is reflexible, without loss of generality, we may assume that unu0 weakly in S01(Ω) and un → u0 strongly in Lp(Ω) with 1 ≤ p < 4.

By (3.2), we have

o(1)un=Iλ(un),unu0=(abun2)ΩHunH(unu0)dξ+μΩϕunun(unu0)dξλΩ|un|q1(unu0)dξΩ|un|3(unu0)dξ.

By the Hölder’s inequality, one has

Ωϕunun(unu0)dξΩ|ϕunun|2dξ12Ω|unu0|2dξ12

and

Ω|un|q1(unu0)dξΩ|un|4dξq14Ω|unu0|45qdξ5q4

which shows that

(3.4) limnΩϕunun(unu0)dξ=0andlimnΩ|un|q1(unu0)dξ=0.

Next, let wn≔ unu0, and then ∣wn∣ → 0 as n → ∞. Otherwise ∣wn∣↛ 0. Through contradiction, we can assume there is a subsequence (still denoted by wn) such that limlimitsn → ∞wn∣=l > 0. By the Brézis-Lieb lemma [8] and (3.4), we have

o(1)un=Iλ(un),unu0=(abun2)ΩHunH(unu0)dξΩ|un|3(unu0)dξ=(abl2bu2)wn2Ω|wn|4dξ.

So

(3.5) awn2bwn4bu02wn2=Ω|wn|4dξ+o(1).

Noting that

Ω|wn|4dξS2Ω|Hwn|2dξ2.

By this fact together with (3.5), we obtain

0l2(abl2bu02)S2l4.

Then

(3.6) 0<S2(abu02)bS2+1l2.

On the one hand, by (3.6) and the Brézis-Lieb lemma, it holds that

(3.7) Iλ(u0)=a2u02b4u04+μ4Ωϕu0u02dξλqΩ|u0|qdξ14Ω|u0|4dξ=ca2wn2+b4wn4+b2wn2u02+14Ω|wn|4dξ=ca2l2+b4l4+b2l2u02+14(al2bl4bl2u02)=cabu024l2ca2S24(bS2+1)+abS22(bS2+1)u02b2S24(bS2+1)u04<μ4D1+abS22(bS2+1)u02b2S24(bS2+1)u04.

On the other hand, by (3.2), one has

(3.8) au02=bu04+bl2u02+λΩ|u0|qdξ+Ω|u0|4dξμΩϕu0u02dξ.

Therefore, from (3.8), we get

(3.9) Iλ(u0)=bu042+bl2u022+λ2Ω|u0|qdξ+12Ω|u0|4dξμ2Ωϕu0u02dξ+μ4Ωϕu0u02dξbu044λqΩ|u0|qdξ14Ω|u0|4dξ=bl2u022+bu044μ4Ωϕu0u02dξ+14Ω|u0|4dξ+λ2λqΩ|u0|qdξbu022S2(abu02)bS2+1+bu044μ4Ωϕu0u02dξabS22(bS2+1)u02b2S24(bS2+1)u04μ4S3|Ω|12u04=abS22(bS2+1)u02b2S24(bS2+1)u04μ4D1,

which is a contradiction from (3.7) and (3.9), hence l=0. As a consequence, we get un → u0 in S01(Ω) . The proof is complete.

For the sublinear case, that is 1 < q < 2, we have the following compactness results.

Lemma 3.3

Assume that μ < b S 3 | Ω | 1 2 and 1 < q < 2 are satisfied. Then for each λ > 0, there exists a positive constant Mˆ which is independent of λ such that

lim supnunMˆ.

Moreover, the functional Iλ satisfies the (PS)c condition, where precisely

(3.10) c<a2S24(bS2+1)(2q)λ2qD2

and

D2=Sq2|Ω|4q4Mˆq.

proof. First, by (2.5), (3.1) and (3.2), we have

(3.11) c+o(1)un=Iλ(un)1qIλ(un),un=(2q)a2qun2+(4q)b4qun4(4q)μ4qΩϕunun2dξ+4q4qΩ|un|4dξ(2q)a2qun2+(4q)4q(bμS3|Ω|12)un4+4q4qΩ|un|4dξ.

From the Young’s inequality, we have

(2q)a2qun212ε(2q)a2q2+ε2un4.

Let ε=(4q)4q(bμS3|Ω|12)>0 . It follows from (3.11) that

(3.12) c+o(1)un(4q)8q(bμS3|Ω|12)un42q4q(bμS3|Ω|12)1(2q)a2q2.

Thus for each λ > 0, there exists a positive constant Mˆ which is independent of λ such that

lim supnunMˆ.

Therefore, there exists u0S01(Ω) such that up to a subsequence unu0 weakly in S01(Ω) and un → u0 strongly in Lp(Ω) with 1 ≤ p < 4.

Next, set wn=unu0, we claim that ∣wn∣ → 0. If not, we have limlimitsn → ∞wn∣=l. Using a similar discussion as in (3.7), we have

(3.13) Iλ(u0)<(2q)λ2qD2+abS22(bS2+1)u02b2S24(bS2+1)u04.

On the other hand, we also have

(3.14) Iλ(u0)bu022S2(abu02)bS2+1+bu044μ4Ωϕu0u02dξ+λ2λqΩ|u0|qdξabS22(bS2+1)u02b2S24(bS2+1)u04(bμ)4S3|Ω|12u04(2q)λ2qSq2|Ω|4q4uqabS22(bS2+1)u02b2S24(bS2+1)u04(2q)λ2qD2.

We know that this case is impossible by (3.13) and (3.14). So, we still have l=0. As a consequence, we get un → u0 in S01(Ω) . The proof is complete.

4 Superlinear case: 2 < q < 4

In order to prove Theorem 1.1 and Theorem 1.2, we shall use the mountain pass theorem in [1] and the Krasnoselskii genus in [38], respectively.

Lemma 4.1

Assume that μ < b S 3 | Ω | 1 2 and 2 < q < 4 are satisfied, the functional Iλ satisfies the mountain pass geometry, that is,

  1. there exist α, ρ>0 such that Iλ(u) ≥ α for any uS01(Ω) such thatu∣=ρ;

  2. there exists eS01(Ω) withe∣ > ρ such that Iλ(e) < 0.

Proof. On the one hand, we divide the proof of Lemma 4.1 (i) into two cases.

Case I: μ≤0.

By the Hölider inequality, (2.1) and (2.5), we have

Iλ(u)=a2u2b4u4+μ4Ωϕuu2dξλqΩ|u|qdξ14Ω|u|4dξa2u2b4u4+μ4S3|Ω|12u4dξλqSq2|Ω|4q4uq14S2u4=a2u2d04u4λqSq2|Ω|4q4uq,

where d0=bμS3|Ω|12+S24 . Since 2 < q < 4, then we can choose ρ, α>0 such that Iλ(u) ≥ α for ∣u∣=ρ.

Case II: 0<μ<bS3|Ω|12 .

In this case, it is easy to prove that condition (i) of Lemma 4.1 holds. Hence (i) of Lemma 4.1 holds. On the other hand, if 0 μ < b S 3 | Ω | 1 2 , fixed uC0(Ω) with u≠0, tR , by (2.5), we have

(4.1) Iλ(tu)=a2u2t2b4u4t4+μt44Ωϕuu2dξtqλqΩ|u|qdξt44Ω|u|4dξa2u2t2b4u4t4+μt44S3|Ω|12u4dξtqλqΩ|u|qdξt44Ω|u|4dξ=a2u2t2bμS3|Ω|124||u4t4dξtqλqΩ|u|qdξt44Ω|u|4dξ.

As 2 < q < 4, it follows from (4.1) that

(4.2) Iλ(tu)ast.

If μ<0, obviously, (4.2) is also true. This completes the condition (ii) of Lemma 4.1. □

Proof of Theorem 1.1

We claim that

(4.3) cλ=infγΓmax0t1Iλ(γ(t))<a2S24(bS2+1)μ4D1.

In fact, we choose v0S01(Ω){0} such that limtIλtv0= . Then

supt0Iλ(tv0)=Iλ(tλv0)

for some tλ > 0. Hence tλ satisfies

(4.4) tλqλΩ|v0|qdξ=tλ2v02+tλ4μΩϕv0v02bv04Ω|v0|4dξ.

Since μ<μ* and (2.5), we have

μΩϕv0v02dξbv04Ω|v0|4dξ<0.

Thus, (4.4) implies that {tλ}λ>0 is bounded due to 2 < q < 4.

In the following, we prove that

(4.5) tλ0asλ.

Arguing by contradiction, we can assume that there exists t0 > 0 and a sequence {λn}n, with λn → ∞ as n → ∞ such that tλnt0 as n → ∞. By the lebesgue dominated covergence theorem, we deduce that

(4.6) Ω|tλnv0|qdξΩ|t0v0|qdξasn.

From which it follows that

(4.7) λnΩ|tλnv0|qdξ+asn.

However, (4.4) implies that this fact is absurd. Hence (4.5) holds.

From (4.4), (4.5) and (4.6), we get

limλsupt0Iλ(tv0)=limλIλ(tλv0)=0.

Then, there exists λ1 > 0 such that for any λ>λ1 we have

(4.8) supt0Iλ(tv0)<a2S24(bS2+1)μ4D1.

If we take e=η v0, with η large enough to verify Iλ(e) < 0, then we obtain cλmaxt[0,1]Iλ(γ(t)) by taking γ(t)=tη v0. Therefore

cλsupt0Iλ(tv0)<a2S24(bS2+1)μ4D1

for λ large enough. Clearly, Lemma 3.2 and Lemma 4.1 give the existence of nontrivial critical points of Iλ and this concludes the proof. □

Theorem 4.1

(see [38]) Let X be an infinite dimensional Banach space and let J ∈ C1(X, ℝ) be an even functional, with J (0)=0. Suppose that X=YZ, where Y is finite dimensional, and that J satisfies

  1. There exists constant ρ, α >0 such that J(u) ≥ α for all uBρZ ;

  2. There exists Θ >0 such that J satisfies the (PS)c condition for all c, with c ∈ (0, Θ);

  3. For any finite dimensional subspace X˜X , there is R=R(X˜)>0 such that J(u) ≤ 0 on X˜BR .

Assume furthermore that Y is k dimensional and Y=span{v1, ···, vk}. For n=k, inductively choose vn+1 ∈ ≠ En=span{v1, ···, vn}. Let Rn=R(En) and Ωn=BRnEn . Define

Gn={ψC(Ωn,X):ψ|BRnEn=idandψisodd}

and

Γj=ψ(ΩnV):ψGn,nj,VΛ,γ(V)nj,

where γ(V) is the Krasnoselskii genus of V. For jN , set

cj=infEΓjmaxuEJ(u).

Thus, 0 ≤ cjcj+1 and cjfor j > k, and then we get cj is a critical value of J. Furthermore, if cj=cj+1=···=cj+m=cfor j > k, then γ(Kc) ≥ m + 1, where

Kc={uX:J(u)=candJ(u)=0}.

Proof of Theorem 1.2

We shall apply Theorem 4.1 to Iλ. First, we know that S01(Ω) is a Banach space and IλC1(S01(Ω),R) . The functional Iλ satisfies Iλ(0)=0, Iλ(−u)=Iλ(u). Using a similar discussion as in Lemma 4.1, it is easy to prove the functional Iλ satisfies conditions (I1) and (I3) of Theorem 4.1.

Next, we use an argument given in [41]. In view of the definition of cnλ , we get

(4.9) cnλ=infEΓnmaxuEIλ(u)infEΓnmaxuEa2u2λqΩ|u|qdξ14Ω|u|4dξ.

Set

Ψn=infEΓnmaxuEa2u2λqΩ|u|qdξ14Ω|u|4dξ.

So Ψn<∞. By the definition of Γn, we have Ψn ≤ Ψn+1.

To this end, we distinguish two cases:

Case I: Fix λ > 0 and b > 0. Let us choose a* > 0 large enough such that for any a > a* yields

supnΨn<a2S24(bS2+1)μ4D1.

Case II: Fix λ > 0. Using a similar discussion as in (4.3), there exists λ2 > 0 such that λ>λ2, we have

(4.10) 0 < c n λ Ψ n < a 2 S 2 4 ( b S 2 + 1 ) μ 4 D 1 .

In any case, we have

0 < c 1 λ c 2 λ c 3 λ c n λ < Ψ n < a 2 S 2 4 ( b S 2 + 1 ) μ 4 D 1 .

An application of Proposition 9.30 in [38] guarantees that the levels c1λcnλ are critical values of Iλ.

If cjλ=cj+1λ for some j=1, 2, ···, m − k, then by Theorem 2 and Remark 2.12 in [1], the set Kcjλ contains infinitely many distinct points and therefore problem (1.1) has infinitely many weak solutions. Consequently, problem (1.1) has at least k pairs of solutions. □

5 Suberlinear case: 1 < q < 2

In this section, we apply Ekeland’s variational principle, mountain pass theorem (see [1]) and Clark critical theorem (see [11]) to prove Theorem 1.3 and Theorem 1.4.

Lemma 5.1

Assume that μ<bS3|Ω|12 and 1 < q <2 are satisfied. Then there exists Λ1 > 0 such that for each λ ∈ (0, Λ1), the functional Iλ satisfies the mountain pass geometry, that is,

  1. there exist α, ρ>0 such that Iλ(u) ≥ α for any uS01(Ω) such thatu∣=ρ;

  2. there exists eS01(Ω) withe∣ > ρ such that Iλ(e) < 0.

Proof. On the one hand, we divide the proof of Lemma 5.1 (i) into two cases.

Case I: μ≤0.

First, by the Hölider inequality, (2.1) and (2.5), we have

(5.1) Iλ(u)=a2u2b4u4+μ4Ωϕuu2dξλqΩ|u|qdξ14Ω|u|4dξa2u2b4u4+μ4S3|Ω|12u4dξλqSq2uq|Ω|4q414S2u4:=g(u).

Note that 1 < q < 2, we have

g(u)uq[a2u2qd0u4qλqSq2|Ω|4q4],

where d0=bμS3|Ω|12+S24 .

Let

h(t)=a2t2qd0t4q,

then there exists

t0=a(2q)2d0(4q)12

being the maximum value point of h(t), that is,

h(t0)=maxt>0h(t)=a4qa(2q)2d0(4q)2q2>0.

Set

Λ1=12qSq2|Ω|q44h(t0).

Then, for all λ∈(0,Λ1), we have

Iλ(u)ht02ρ0q>0,uSρ0,

where ρ0 small enough.

Case II: 0 < μ < b S 3 | Ω | 1 2 .

In this case, it is easy to prove that Lemma (5.1) (i) holds.

On the other hand, using a similar discussion as in (4.2), it is easy to prove Lemma 5.1 (ii) holds. This completes the proof of Lemma 5.1

Lemma 5.2

Let μ < b S 3 | Ω | 1 2 and 1 < q < 2 be satisfied. Then, there exists Λ1 > 0 such that λ∈(0,Λ1) problem (1.1) has a positive solution.

Proof. On the one hand, for any uS01(Ω){0} , we have

(5.2) lims0+Iλ(su)sq=λqΩ|u|qdξ<0

which means that there exists uBρ0 such that Iλ(u)<0 , that is,

infuBρ0Iλ(u)<0.

On the other hand, from Lemma 5.1, we have

infuBρ0Iλ(u)<0<infuSρ0Iλ(u).

Noting that Iλ(|u|)=Iλ(u) , by applying the Ekeland′s variational principle in Bρ0, there exists a minimizing sequence unBρ0 such that

Iλ(un)<infuBρ0Iλ(u)+1nandIλ(v)Iλ(un)1nvunfor allvBρ0.

Therefore

Iλ(un)candIλ(un)0asn.

Since unρ0 and un0 , there exists uλBρ0 with uλ0 such that unuλ in S01(Ω) as n → ∞. By Lemma 3.3, we can obtain unuλinS01(Ω) and

d=limnIλ(un)=Iλ(uλ)<0.

Hence, we have uλ0withuλ0 being a solution of problem (1.1). By the maximum principle [5], we can know that uλ>0 in Ω □

Lemma 5.3

Let μ < b S 3 | Ω | 1 2 a n d 1 < q < 2 be satisfied. Then, there exists Λ* > 0 such that for λ∈(0,Λ*) problem (1.1) has a positive mountain pass solution.

Proof. We claim that

(5.3) c sup t 0 I λ ( u λ + t u ε ) < a 2 S 2 4 ( b S 2 + 1 ) ( 2 q ) λ 2 q D 2 , 1 < q < 2.

Let uε be defined as in (2.3). Since uλ is a positive solution of problem (1.1) and Iλ (uλ) < 0, then if 0 < μ < bS3|Ω|12 , it holds that

(5.4) Iλ(uλ+tuε)=a2uλ+tuε2b4uλ+tuε4λqΩ|uλ+tuε|qdξ+μ4Ωϕu+tuε(uλ+tuε)2dξ14Ω|uλ+tuε|4dξ=a2uλ2+atΩ(HuλHuε)dξ+at22uε2b4uλ4bt44uε4bt3uε2Ω(HuλHuε)dξbtuλ2Ω(HuλHuε)dξbt2Ω(HuλHuε)dξ2bt22uλ2uε2λqΩ|uλ+tuε|qdξ+μ4Ωϕuλ+tuε(uλ+tuε)2dξ14Ω|u+tuε|4dξIλ(uλ)+at22uε2bt44uε4+μ4Ωϕuλ+tuε(uλ+tuε)2ϕuλuλ24tϕuλuλuεdξλqΩ[|uλ+tuε|q|uλ|qqtuλq1uε]dξ14Ω[|uλ+tuε|4|uλ|44tuλ3uε]dξ+|bt3uε2Ω(HuλHuε)dξ|at22uε2bt44uε414t4Ω|uε|4dξC1t3Ω|uε|3dξ+|bt3uε2Ω(HuλHuε)dξ|+μ4Ωϕuλ+tuε(uλ+tuε)2ϕuλuλ24tϕuλuλuεdξ.

On the other hand, from Lemma 3.8 in [2], we have

(5.5) Ω(ϕuλ+tuε(uλ+tuε)2ϕuλuλ24tϕuλuλuε)dξΩ(6t2ϕuλuε2+4t3ϕuεuλuε+t4ϕuεuε2)dξ.

From (5.4) and (5.5), one has

(5.6) Iλ(uλ+tuε)at22uε2bt44uε414t4Ω|uε|4dξC1t3Ω|uε|3dξ+|bt3uε2Ω(HuλHuε)dξ|+μ4Ω(6t2ϕuλuε2+4t3ϕuεuλuε+t4ϕuεuε2)dξ.

It follows from the Hölder inequality and Lemma 2.1 of [2] that

uε2=S2+O(ε2),uε44=S2+O(ε4),Ωϕuλuε2dξϕuλ4uε832Cε,Ωϕuεuλuεdξϕuε4uλ83uε83Cε32,Ωϕuεuε2dξϕuε4uλ832Cε2.

Noting that

Ωϕuεuε2S3|Ω|12uε4.

Thus, it follows from (5.6) that

(5.7) Iλ(uλ+tuε)at2S22+Cεa0t4(S2+O(ε4))414t4Ω|uε|4dξC1t3Ω|uε|3dξ+Ct3ε32+C2t3(S2+O(ε2))ε,

where

a0=bμS3|Ω|12>0.

Define

g(t)=at2S22+Cεa0t4(S2+O(ε4))414t4Ω|uε|4dξC1t3Ω|uε|3dξ+Ct3ε32+C2t3(S2+O(ε2))ε.

Since

limt0+g(t)>0andlimtg(t)=,

thus, there exists tε > 0 such that

supt0g(t)=gtε,dgdtt=tε=0.

Therefore, there exist two positive constants t1, t2 independent of ε, λ such that

0 < t 1 < t ε < t 2 < .

Moreover, it follows from (5.5) and (5.7) that

(5.8) supt0Iλ(uλ+tuε)supt0g(t)supt0at22uε2bt44uε414t4Ω|uε|4dξC1t3Ω|uε|3dξ+CC02ε+CC03ε32+CC04ε2+C2t3(S2+O(ε2))εsupat22uε2bt44uε414t4Ω|uε|4dξC1t3Ω|uε|3dξ+C4ε.

Since

Ω|uε|3dξ=Cε12+O(ε),

it follows from (5.8) that

supt0Iλ(uλ+tuε)supt0g(t)supat22S2bt44S414t4S2C1t3Ω|uε|3dξ+C4εa2S24(bS2+1)C1t3Ω|uε|3dξ+C4ε=a2S24(bS2+1)C3ε12+C4ε.

Let

ε=λandΛ2:=C4+(2q)2qD2C32.

Then

C3λ12+C4λ=λ(C4C3λ12)<(2q)λ2qD2

for all 0 < λ < 𝛬2. So, we get

supt0Iλ(uλ+tuε)<a2S24(bS2+1)(2q)λ2qD2.

On the other hand, it is easy to verify that

supt0Iλ(uλ+tuε)<a2S24(bS2+1)(2q)λ2qD2forμ0.

In either case, we have

supt0Iλ(uλ+tuε)<a2S24(bS2+1)(2q)λ2qD2.

Let

(5.9) Λ=minΛ1,Λ2,2qa2S24(bS2+1)(2q)D2.

Applying the mountain pass lemma (see [1]), there exists unS01(Ω) such that

Iλ(un)candIλ(un)0 as n

where

c=infγΓmax0t1Iλ(γ(t))

and

Γ=γC([0,1],S01(Ω)):γ(0)=uλ,γ(1)=e.

It follows from Lemma 3.3 that {un} has a convergent subsequence (still denoted by {un}) such that un → u1 in S01(Ω) . Moreover, we obtain u1 is a non-negative weak solution of problem (1.1) and

Iλ(u1)=limnIλ(un)=c>0.

It follows that uλu1 and u10 . In fact, similar to the proof of Lemma 5.1, we also have u1>0 .Hence, the proof of Theorem 1.3 is complete.

Lemma 5.4

Let μ < b S 3 | Ω | 1 2 and 1 < q < 2 be satisfied. Then, there exists Λ* > 0 such that for λ∈(0,Λ*) problem (1.1) has a positive ground state solution.

Proof. In this proof, we will use the Fatou theorem to prove that problem (1.1) has a positive ground state solution. To this end, we define

(5.10) ψ=infuNIλ(u),N=uS01(Ω):u0,Iλ(u),u=0.

Obviously, if uN , one has Iλ(|u|)=Iλ(u) . Therefore we can consider a nonnegative minimizing sequence {un}N such that

(5.11) Iλ(un)ψasn.

By Iλ(uλ)<0 and Lemma 3.3, we can see that ψ<0 and {un} is bounded in S01(Ω) . We may assume that unu2 weakly in S01(Ω) and unu2 strongly in Lp(Ω) with 1p<4 . Then u20 . In fact, if u20 and limnun2=l , we have

(5.12) Iλ(un),un=aun2bun4+μΩϕunun2dξλΩ|un|qdξΩ|un|4dξ.

So, we get

albl2=0.

From this fact, we obtain l =0 or l=ab .

If l =0, we have Iλ(un)0asn . This is a contradiction from (5.2).

If l=ab , we have Iλ(un)a24b . This is a contradiction from Lemma 3.3. Therefore, we have u20inS01(Ω) .

It follows from Lemma 3.3 that unu2 in S01(Ω) . It means that u2 is a positive solution of problem (1.1) and Iλ(u2)ψ .

Next, we will prove Iλ(u2)ψ . By the Fatou's Lemma, we get

(5.13) ψ=limnIλ(un)1qIλ(un),un=limnq22qun2b(4q)4qun4μ(4q)4qΩϕunun2dξ4q4qΩ|un|4dξq22qu22b(4q)4qu24μ(4q)4qΩϕu2u22dξ4q4qΩ|un|4dξ.

In addition, since u2 is a positive solution of problem (1.1), one has

(5.14) Iλ(u2)=Iλ(u2)1qIλ(u2),u2=q22qu22b(4q)4qu24μ(4q)4qΩϕu2u22dξ4q4qΩ|un|4dξ.

It follows from (5.13) that Iλ(u2)ψ . Thus Iλ(u2)=ψ and ψ0 . This proves that u2 is a positive ground state solution of problem (1.1).

Proof of Theorem 1.3. According to the (5.9), Lemmas 5.1, 5.2, 5.3 and 5.4, it is easy to prove Theorem 1.3. □

Next, we apply the Clark critical point theorem (see [11]) to prove that problem (1.1) has at least m-n pairs of negative energy solutions. Note that Y is a closed, symmetric subset of X∖{0} at the origin. If A ∈ ϒ define genus

γ(A)=minkNϕCA,Rk{0},ϕ(x)=ϕ(x)

and

Γ(A)={AΥ;γ(A)k}.

Theorem 5.1

(see [11]) Suppose IλC1(S01(Ω),R) is even, Iλ(0)=0,Iλ satisfies (PS)c condition and the following conditions:

(I1) There is an m dimensional subspace Xm and a constant r>0,Sr(0)={uS01(Ω)|u=r} such that supuSr(0)XmIλ(u)<0.

(I2) If there exist an n dimensional subspace X n ( n < m ) such that infuXnIλ(u)>.

Then, Iλ has at least m-n pairs of critical points with negative critical value, where

cj=infAΓjmaxuAIλ(u).

Remark 5.1

Assume that 1 < q < 2 , μ < b S 3 | Ω | 1 2 and c<0 , then for each λ0,2qa2S24(bS2+1)(2q)D2 , the functional Iλ satisfies the (PS)c condition, where D is given by Lemma 3.3.

Proof. If λ0,2qa2S24(bS2+1)(2q)D2 , we have

b2S24(bS2+1)(2q)λ2qD2>0>c.

Then, the conclusion of Remark 5.1 is the corollary of Lemma 3.2. □

Proof of Theorem 1.4. To prove Theorem 5.1, we shall use Theorem 5.1 and Remark 5.1. Note that S01(Ω) is a Banach space, IλC1 is an even functional and Iλ(0)=0.

In the following, we divide the proof of Theorem 1.4 into two steps.

Step I: Let 0uXmS01(Ω) , where Xm is an m dimensional subspace. We define u=τmv with v=1andτm=u .

If 0<μ<bS3|Ω|12 , then

Iλ(u)=τm2a2τm4b4+τm4μ4Ωϕvv2dξτmqλqΩ|v|qdξτm44Ω|v|4dξτm2a2τmqλqΩ|v|qdξτm44Ω|v|4dξ.

Since 1 < q < 2 and the finite dimensions space all norms are equivalent, there exists τ0>0 small enough such that

(5.15) Iλ(u)τm2a2τmqλqΩ|v|qdξτm44Ω|v|4dξ<0for allτ(0,τ0).

Besides, if μ0 , it is obvious that (5.15) still holds. Thus

supuSr(0)XmIλ(u)<0,

where Sr(0)={uS01(Ω)|uS01(Ω)=r} . This fact means that (I1) in Theorem 5.1 holds.

Step II: If <μ0 , by (2.5) and the Hölider inequality, we get

(5.16) Iλ(u)=a2u2b4u4+μ4Ωϕuu2dξλqΩ|u|qdξ14Ω|u|4dξa2u2b4u4+μ4S3|Ω|12u4λSq2|Ω|4q4uqS2u4>a2u2C1uqS2u4,

where C1=b+μ+λSq2|Ω|4q4 . Since 1 < q < 2 , we can choose an n dimensional subspace X n X m ( n < m ) such that

infuXnIλ(u)>.

Besides, if 0<μbS3|Ω|12 , it is easy to verify that (5.16) still holds. This fact means that (I2) in Theorem 5.1 holds.

Let

Λ:=Λ1,2qa2S24(bS2+1)(2q)D2.

It follows from Remark 5.1 and Lemma 3.3 that I𝜆 satisfies the (PS)c condition at all levels c<0 . Consequently, by Theorem 5.1, we know that the problem (1.1) has at least m-n pairs of solutions.

Acknowledgments

Z. liu was supported by the Graduate Scientific Research Project of Changchun Normal University(SGSRPCNU, NO. 050). D. Zhang was supported by the Natural Science Fund of Jilin Province (No. 20190201014JC). S. Liang was supported by the Foundation for China Postdoctoral Science Foundation (Grant no. 2019M662220), Scientific research projects for Department of Education of Jilin Province, China (JJKH20210874KJ). Y.Q. Song was supported by the National Natural Science Foundation of China (No. 12001061), Research Foundation during the 13th Five-Year Plan Period of Department of Education of Jilin Province (JJKH20200821KJ).

  1. Conflict of interest: Authors state no conflict of interest.

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Received: 2021-04-30
Accepted: 2021-07-27
Published Online: 2021-10-08

© 2021 Zeyi Liu et al., published by De Gruyter

This work is licensed under the Creative Commons Attribution 4.0 International License.

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